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review on a voluntary basis for the first time in 2008 and the second time during 2018-2019. These assessments are crucial for the development of the financial sector in Thailand as they help to ensure
review on a voluntary basis for the first time in 2008 and the second time during 2018-2019. These assessments are crucial for the development of the financial sector in Thailand as they help to ensure
person against whom the complaint is filed, i.e., full name, mailing address, phone number of intermediary / listed company/ person(s) under the SEC supervision; 4. Details of the complaint ( Please
supervision under the authority of multiple agencies as seen in the following areas: Securities trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of
supervision include duty performance of market participants such as securities issuers,approved securities/derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC
Issuance and Offering of Debt Securities, Derivatives and Structured Products Chairman of the Sub-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries, Sales Conduct
representing securities regulators from Asia-Pacific jurisdictions (as of July 2020). The SEC chaired the committee for two consecutive terms from 2005 to 2008. In 2012, the SEC Thailand hosted the IOSCO APRC
. (Accounting) Thammasat University, Thailand Current Positions Chairman of the Sub-committee on Consideration of Regulations on Issuance and Offering of Equity Instruments, Governance of Securities
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