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Ranking - Securities/Derivative Business

required parent company to be responsible for bribery act of its overseas subsidiaries. Such responsibilities shall include the establishment of policy, practices and investigation and ensure that its

https://market.sec.or.th/public/idisc/en/Ranking/Intermediaries/LicenseeType

Securities Company and Other Financial Institutions

ระหว่างขอหยุดประกอบธุรกิจเป็นการชั่วคราว หรือถูกสำนักงานสั่งพักการดำเนินธุรกิจ List of business operators List of business operators currently providing services, excluding business operators who are in the

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=4&grptype=lcstype=/en

Securities Companies and Other Financial Institutions

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=20&grptype=lcstype=/en

Securities Companies and Other Financial Institutions

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=1&grptype=lcstype=

Licensed Derivatives Broker

(THAILAND) CO.,LTD. http://www.yuanta.co.th BNP BNP PARIBAS SECURITIES (THAILAND) LTD. https://wealthmanagement.bnpparibas/asia/en/thailand.html List of company licensed Derivatives Broker (Non-Securities

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=A0&grptype=&lcstype=&applytype=1

Bond Dealer & Underwriter

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=2&grptype=lcstype=/en

Limited BDU

MANAGEMENT (THAILAND) CO.,LTD. http://www.uobam.co.th/ S-FUNDS XSPRING ASSET MANAGEMENT CO.,LTD. https://www.xspringam.com/ List of company licensed Trust Business (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=&grptype=122242lcstype=/en

Securities Inter-Dealer Broker

SECURITIES CO.,LTD. http://www.trinitythai.com TSFC TSFC SECURITIES PUBLIC CO.,LTD. http://www.tsfc.co.th YUANTA YUANTA SECURITIES (THAILAND) CO.,LTD. http://www.yuanta.co.th List of company licensed

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=7&grptype=7174lcstype=/en

Securities Borrowing & Lending

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=7&grptype=727576lcstype=/en

Licensed Derivatives Dealer

://www.thanachartsec.com YUANTA YUANTA SECURITIES (THAILAND) CO.,LTD. http://www.yuanta.co.th List of company licensed Derivatives Dealing (Non-Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company Name

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=B0&grptype=&lcstype=&applytype=1