Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343
Mr. Suwat Eiewaksorn Mr. Suwat Eiewaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation
Mr. Wasan Kiewkao Mr. Wasan Kiewkao conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives
Mr. Kittipong Suttiphon Mr. Kittipong Suttiphon conspired with other alleged persons to operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a
Mr. Pratchaya Noirit Mr. Pratchaya Noirit conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation
Mr. Tharnan Kitsirisanchai Mr. Tharnan Kitsirisanchai conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed
disclosed the inside information to the Stock Exchange of Thailand. This case is in the process of inquiry by the inquiry official. SEC Act S.242 in conjunction with Section 83 of the Penal Code Criminal
Devere & Partners (Thailand) Ltd. Devere & Partners (Thailand) Ltd. colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license
Mr. Katsuyuki Mizumachi Mr. Katsuyuki Mizumachi , Chairman of Management Committee, responsible for the operation of Chuo Senko (Thailand) Public Company Limited (CHUO), failed to supervise CHUO
Mr. Bee Taechaubol Mr. Bee Taechaubol making the tender offer of securities of Electronics Industry Public Company Limited (EIC) purchased 1,017,500 shares of EIC in the Stock Exchange of Thailand at