securities business without license.The SEC received complaints from several foreign residents that they had been solicited to use services and advice of the offenders to make investments and later suffered
This webinar is the second of the series of exchanges between the Hong Kong and Thai fund industry which is co-hosted by SEC Thailand and HKIFA. The webinar aims to synergize the strengths of Hong
– Thailand Business Matching Day ครั้งที่ 1 ผ่านการประชุมแบบออนไลน์ โดยมีนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. กล่าวต้อนรับผู้ประกอบธุรกิจฮ่องกงและไทย สำหรับการจัดงานครั้งนี้เพื่อเป็นการเปิดโอกาสให้ผู้
, including foreign digital asset business operators, were soliciting the public to make investments with, or use services of, such unlicensed entities at a financial technology exhibition held at a shopping
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
Standard No. 9 (TFRS9) issued by the Thailand Federation of Accounting Professions under the Royal Patronage of His Majesty the King. The new financial statements will contain useful information for users
Facebook accounts are not licensed securities or derivatives business operators in Thailand. Investors are therefore advised to be careful with any investment solicitation of such entities because the
services liable to be an undertaking of digital asset business in the category of digital asset exchange without license, which is deemed a violation or a failure to comply with Section 26 of the Emergency
Bangkok, May 23, 2016 ? The SEC is seeking public comments on draft rules concerning disclosure of reports of foreign issuers with regard to securities holding and tender offer for business takeover
Minister Gen. Prayut Chan-o-cha at the launch of the Thailand Responsible Business Network (TRBN) on 2 December 2019, and the sub-working group’s meeting to promote low carbon businesses, at the Government