US Asvance Co.,Ltd. US Asvance Co.,Ltd. jointly with other alleged persons, operated derivatives broker businesses in Thailand without proper licenses granted, violating Section 16 of the

Mr. Katsuyuki Mizumachi Mr. Katsuyuki Mizumachi , Chairman of Management Committee, responsible for the operation of Chuo Senko (Thailand) Public Company Limited (CHUO), failed to supervise CHUO

Court reduced the punishments by half, resulting a fine of 20,000 baht. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 30/07/2013

until the company so complies. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 298,7500 and a further fine of Baht 250 each day starting from the next day

fine of Baht 1,133,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 566,500 and a further fine of Baht 3,000 each day starting from the next day of

Thailand under the name of "Benson Dupont" and "Morgan Pacific" without proper licenses granted, violating Section 90 of the SEA. In addition, the operation constituted public frauds

financial statements for the year 2013 and the annual registration statement for the year 2013 (Form 56-1) to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification

financial statements for Q2/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The Criminal Court sentenced the accused to pay a fine of Baht 40,000 and

statements for Q3/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. On July 2, 2020,The Criminal Court

, 2012 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. On July 29, 2013, the Bangkok South Criminal Court