KTB Securities (Thailand) Public Company Limited KTB Securities (Thailand) Public Company Limited as a securities underwriter failed to comply with the rules, conditions and procedures as specified

KTB Securities (Thailand) Public Company Limited KTB Securities (Thailand) Public Company Limited as a securities broker failed to comply with the rules, conditions and procedures as specified in the

KTB Securities (Thailand) Public Company Limited KTB Securities (Thailand) Public Company Limited as a securities broker failed to comply with the rules, conditions and procedures as specified in the

KTB Securities (Thailand) Public Company Limited Between December 16, 2016 and January 31, 2019 KTB Securities (Thailand) Public Company Limited as a securities broker engaged in act which may cause

Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted

granted violating Section 16 of the Derivatives Act B.E.2546 (2003). In addition, WSD International (Thailand) Co., Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact WSD

T.N.N. (Thailand) Co., Ltd. T.N.N. (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16

Devere & Partners (Thailand) Ltd. Devere & Partners (Thailand) Ltd. colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license

Mr. Akalarp Yimwilai Zipmex Company Limited ("Zipmex Thailand") provided Zipup/ZipUp+ services, which offer returns in the form of bonus reward for users of Z Wallet on the digital asset

Lederer (Thailand) Company Limited Lederer (Thailand) Company Limited by authorized director Kanyakorn Supakarnkachareon, had solicited the public to make an investment at the minimum amount of