assigned by such claimant; “SET” means the Stock Exchange of Thailand; “Office” means the Office of the Securities and Exchange Commission. Chapter I General Provision ________________________ Clause 4. The
. International flows of capital enable companies to access financing from a much larger pool of investors. If companies and countries are to reap the full benefits of the global capital market, and if they are to
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
: Reports on Acquisition or Disposition of Securities ( 2 ) Investor Alert ( 2 ) Laws / Regulations ( 2 ) 246-2 ( 1 ) More >> Sitemap Law and Regulations ( 110 ) Act and Royal Enactment ( 20 ) Budget ( 20
กองทุนรวม ( 3 ) Form 246-2 : Reports on Acquisition or Disposition of Securities ( 2 ) Investor Alert ( 2 ) Laws / Regulations ( 2 ) 246-2 ( 1 ) More >> Sitemap Law and Regulations ( 110 ) Act and Royal