entity established in any other forms as specified in the notification of the SEC. "securities company" means any company, or financial institution licensed to undertake securities business under this Act
other forms as specified in the notification of the SEC. 4 indicated amendment by the Securities and Exchange Act (No. 4) B.E. 2551 3 "securities company" means any company, or financial institution
report and financial information of the Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing the financial https://www.sec.or.th/EN/Documents
agency in charge of the supervision of derivatives exchange or financial institution. SECTION 62. In addition to the ground for removal from office as specified by the Public Limited Companies Act, a
agency in charge of the supervision of derivatives exchange or financial institution. SECTION 62. In addition to the ground for removal from office as specified by the Public Limited Companies Act, a
of the SEC’ s operation 1 2 3 4 5 6 1. Supervision of Securities Business 3/10 • For flexibility of securities business supervision and supporting Financial Technology • To promote development and
information; (2) enter into a commercial bank or a financial institution during the hours between sunrise and sunset, or during the business hours of such places, to inspect accounts, documents, or evidence
of trust business, including collecting the relevant documents, evidence or information; (2) enter into a commercial bank or a financial institution during the hours between sunrise and sunset, or
the Commercial Banking Act; (2) a financial institution established under specific law; (3) any juristic person as specified in the notification of the SEC. UNOFFICIAL 13 The person applying for the
their businesses; (4) enter into a financial institution or any place during the hours between sunrise and sunset, or during the business hours of such places, to inspect accounts, documents, evidence or