objectives. As the initial version of the Thailand Taxonomy has only one objective (climate change mitigation), a set of generic DNSH criteria was created to ensure compliance with internationally recognized
procedure to evaluate the effect of the identified deficiencies? If yes, please describe those criteria and procedure. B3 Does the firm communicate (Audit Compliance Review Report) with specific corrective
is relevant and reliable information to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it
? B6.1 Please provide the firm's organization chart for SOQM that shows all the responsibilities for SOQM functions (all areas of TSQM's elements), including risk assessment, compliance with independence
firm’s strategic and business plan. If yes, please describe. 2 How does the firm conduct the estimation of personnel needs (e.g. developing succession plan)? 3 How does the firm deal with the staff
audit client or a third party calls into question the integrity, objectivity or independence of the audit firm. 8 Has the firm at least annually obtained written declarations on compliance with the firm’s
(Value of asset under management) *ข้อมูล ณ วันที่ 30 กันยายน 2565 - 0 ล้านบาท L 1 3 จำนวนลูกค้า (Number of customers) *ข้อมูล ณ วันที่ 30 กันยายน 2565 - 0 ราย L 1 4 ร้อยละของมูลค่าธุรกรรมของลูกค้ารายย่อย
Questionnaire No. Particulars Firm's Reference /Guidance Notes Description 1 Does the audit firm design and implement the risk assesment process that includes the identification of quality objectives
การแบ่งแยกหน้าที่ (segratation of duties) อย่างเหมาะสม ตามหลักการแบ่งแยกหน้าที่ 3 ระดับ (3 Lines of Defense : 3 LoDs) โดยมีการแบ่งแยกหน้าที่อย่างชัดเจน ดังนี้ • ระดับที่ 1 (first line of defense) : การ
A. RAP & Client Acceptance A.0 Risk Assessment Process for Acceptance and Continuance of Client Relationships and Specific Engagement element: Firm's Reference /Guidance Notes Description 1 What are