Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows: (1) being bills of ex...
Budsaratragoon gave opening remarks and welcomed participating professionals from various sectors, including Fiscal Policy Office, a policy unit of the Ministry of Finance, the Bank for Agriculture and
line with SEC’s strategic plan to promote the use of the capital market as an alternative capital raising tool for SMEs and startups. SEC previously cooperated with the Bank for Agriculture and
Pursuant to the Notification concerning Determination of Fees for Filing of Registration Statement, Registration and Other Applications, as amended, the calculation of fees shall be based on the
Bangkok, August 31, 2016 ? The SEC is seeking public comments on the proposed revision to the rules governing determination of licensing fees imposed on securities and derivatives business operators
conflicts of interest that may arise additionally.The proposed amendment contains several key points of change, including (1) determination of additional related persons in considering appointment of asset
related to digital assets and securities. The two related draft notifications are: (1) the Notification concerning Determination of the Definition of “Executive” in Compliance with the Emergency
example, some respondents proposed that a red list of activities be created, and the scope of Thailand Taxonomy be expanded to cover other economic activities (i.e., manufacturing and agriculture) in the
Today (22 January 2020) in the lobby on second floor of the Bank for Agriculture and Agricultural Cooperatives (BAAC), Head Office, Bang Khen, a signing ceremony was held for a memorandum of
. ____________________________________ * Pursuant to the Notification of the Securities and Exchange Commission No. Kor Jor. 8/2553 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 April