company; "financial institution" means any financial institution in accordance with law on interest on loan granted by financial institution; "SEC Office" means the Office of the SEC. Clause 2 No
company shall propose an investment policy appropriate for the clients after an assessment of their investment objective, investment experiences, financial status, financial obligations, investment
company shall propose an investment policy appropriate for the clients after an assessment of their investment objective, investment experiences, financial status, financial obligations, investment
Business Operator" refers to a licensed operator of digital asset businesses, but not including operators who are commercial banks under the law on financial institution, insurance companies under insurance
Business Operator" refers to a licensed operator of digital asset businesses, but not including operators who are commercial banks under the law on financial institution, insurance companies under insurance
restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - For the offering of
financial statements in compliance with the International Accounting Standards Board (IASB) or the American Institution of Certified Public Accountants (AICPA) or the Financial Accounting Standards Board
Institution of Certified Public Accountants (AICPA) or the Financial Accounting Standards Board (FASB). Such financial statements must be audited and given opinions by authorized auditors in the countries where
> Ministerial Regulations > MRSArchive Ministerial Regulations SHARE : Detail Content Archive No. Title 2 Financial Institution Eligible to Apply for Securities Business License B.E. 2536 (amended
category of mutual fund management shall be carried out by syndication of financial institution and other legal entities as specified in the Ministerial Regulation No.4 (B.E. 2535) promulgated under the