) or (3) to (10); (3) the government sector and state enterprises under the law on budgeting or other juristic persons incorporated by a specific law; (4) the Thai Red Cross or other foundations for the
dishonest intent: O Yes (please specify) For example, the final judgement of the court …...…………….….., Lawsuit case, Black No. .…..…/25.. and Lawsuit case, Red No. ...……/25.. Between .…………….………. and
matching orders or arranging for counter parties, or by way of providing a trading facility for or facilitating those having intention to trade in derivatives to be able to agree upon or enter into a
appoint a panel of three arbitrators in the statement of claim, and the respondent may indicate his intention whether or not to agree to have three arbitrators in the counterclaim under Clause 10. In cases
__________________________________________________________________ 3.2 ระบบป้องกันและตรวจสอบการลงทุนเพื่อบริษัทหลักทรัพย์โดยไม่ได้รับอนุญาต (unauthorized proprietary trading) 4.2.1 มีการกำหนดลักษณะธุรกรรมสุ่มเสี่ยง (red flags) เพื่อการติดตามตรวจสอบอย่างใกล้ชิด ( มี
power under the aforesaid notification. Clause 9/1. In the case where the lender is one of the following juristic persons, the business operator and the lender may agree otherwise for the undertaking
intermediary should establish another measure to ensure that the operation of the outsourcee remains in compliance with the agreed term; (7) establish the term for the outsourcee to agree upon to allow the SEC
explanation of reasons supporting the selection of credit rating for inspection made by the SEC Office. Clause 19 A securities company may agree with a client on the rate of return which the securities company
may agree to pay the savings and contribution into the fund at the rate higher than that specified in the first paragraph upon approval of the Minister. The employer shall remit the amounts mentioned in
Person Classified as Institutional Investor , the lender and the borrower may agree on terms and conditions regarding collaterals differenct from the above rules. Clause 21 A securities borrowing and