proposal Agree Disagree Do you agree with imposing an aggregate limit on total investments in ICOs by each retail investor in any 12-month period? Do you agree with setting the above aggregate limit at 3
follows: 1 . We wish to express an intention to submit information electronically to the SEC Office and agree to abide by the following conditions: 1.1 We fully understand and acknowledge the SEC Office’s
greatly appreciate your participation in this public consultation. *** mailto:aunchisa@sec.or.th 11 Comments 1. Do you agree with the definition of “investment participation” to ensure no regulatory gap
: .................................................................................................................................................................................... With the binding agreement as follows: 3 Clause 1 We wish to express an intention to submit information electronically to the SEC Office and/or the back office service provider and agree to abide by the
provider and agree to abide by the following conditions: 1 . 1 We fully understand and acknowledge the SEC Office’s Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021) (Standard
portfolio managers who own the security, do they all agree on the nature and extent of the problem? } Do our firm’s clients own other securities of this company (for example, its debt instruments)? If so
case with the court within 90 days. satisfactory disagree with the appeal agree with the appeal The affected person is entitled to file an appeal to the Administrative court within 90 days. YES NO YES NO
Wuttisak 25 Branches from Total 113 Branches” of which details appeared on the letter mentioned above. By means that the said transaction shall be arisen when the signing to mutually agree between Hi
Director with vested interest did not attend the meeting in this agenda Opinions of the Board of Directors As the resolution of Nawarat’s Board of Director Meeting No.7/2561 dated 10 July 2018 agree to