securities and whether they are offered privately or publicly. These are important factors to determine the level of impact: Type of securities Who offers the securities Nature of offers Regulations New
Rule Making Process SHARE : Detail Content 1. Assess the importance of matters 2. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the
กฎหมายหรือกฎเกณฑ์ (Regulatory Impact Analysis : RIA) เป็นกระบวนการตรวจสอบความจำเป็นในการตรากฎหมายหรือกฎเกณฑ์ โดยวิเคราะห์สภาพปัญหาและเหตุผลที่รัฐควรจะเข้าไปแทรกแซงในเรื่องนั้น และพิจารณาทางเลือกต่าง ๆ ที่
severe damage or a negative impact on public interest, or when a chance to clarify cannot be given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the
approval by the SEC.in which must not has significant impact to the mutual fund unitholders or must be beneficial to the mutual fund unitholders. 1. Changing in terms and conditions on selling and
the mutual fund may contravene the government policy relating to the capital market. (3) The management of the mutual fund may have an impact upon the credibility of the Thai capital market. (4) The
approval by the SEC.in which must not has significant impact to the mutual fund unitholders or must be beneficial to the mutual fund unitholders. 1. Changing in terms and conditions on selling and
the mutual fund may contravene the government policy relating to the capital market. (3) The management of the mutual fund may have an impact upon the credibility of the Thai capital market. (4) The
conducts of the mutual fund management company, impact on the investors and remedial action beneficial to the investors. Filing an application Methods in applying for approval of establishment of mutual
conducts of the mutual fund management company, impact on the investors and remedial action beneficial to the investors. Filing an application Methods in applying for approval of establishment of mutual