this information service system will act as the information infrastructure for the financial sector and capital market allowing the private sector to use it in business expansion and capital market
providing the SEC Fund Check tool, which was developed by the SEC, to enable the public to compare and choose suitable funds for their investments; (3) Service providers: Providing information on
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
digital assets safely. They should also have learnt about DA operators’ asset keeping for their risk assessment and service decision-making. In this regard, the SEC is proposing criteria on information
draft regulation on such technology for customer communication and service regarding securities business and futures contracts. The draft regulations would be imposed on both new and presently operating
on such technology for customer communication and service regarding securities and derivatives business. The draft regulations would be imposed on both existing and new operating business providers
services from business operators in the capital market despite the spread of Covid-19. In any case, investors are advised to study information thoroughly in all aspects before making investment decisions
services. This is to ensure that such capital market personnel can provide appropriate advice and useful information to investors. Meanwhile, the Prof. Link platform will further facilitate license renewal
Lanna Ballroom 1 at Shangri-La Hotel, Chiang Mai on Saturday 9 November 2019.The seminar was with the objective to emphasize all-around information to encourage small and medium-sized enterprises (SMEs
customer’s decision-making and providing appropriate information; and 5) charge of service fees, which, regardless of how they are determined, must be informed to the customer prior to the service