prospectus for the offering of digital tokens or any other information to be disclosed through such service provider. “ SEC ” means the Securities and Exchange Commission under the law governing securities and
registration statement and draft prospectus for the offering of digital tokens or any other information to be disclosed through such service provider. “SEC” means the Securities and Exchange Commission under the
type of securities license granted. 4.3 Using of scripless system by depository center for all types of securities and throughout the whole process • Licensed depository center can provide service
. "securities business" means any of the following securities businesses: (1) securities brokerage; (2) securities dealing; (3) investment advisory service; (4) securities underwriting; (5) mutual fund management
service; (4) securities underwriting; (5) mutual fund management; (6) private fund management; (7) other businesses relating to securities as specified by the Minister upon recommendation of the SEC
derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other service providers relating to derivatives as specified in the notification of the SEC
version is prepared by staff of the Legal Department with the sole purpose of providing foreigners with information concerning the Securities and Exchange Act (No. 4) B.E. 2551 Accordingly this second draft
upon in the agreement authorizing the management of the private fund; (2) accepting fees or any service charges from the person authorizing the management of the private fund, except for fees or service
responsibility for disclosing information as the securities issuing company, and after the approval has been granted, the person under (2) shall have the duty and responsibility for disclosing information and