derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other service providers relating to derivatives as specified in the notification of the SEC
derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other service providers relating to derivatives as specified in the notification of the SEC
/ACT-SEA1992-AMENDED.PDF act-sea2016-no5.pdf , legal advisor, asset appraiser or any other person whose duties are related to inside information, including employees, workers or colleagues of the
/ACT-SEA1992-AMENDED.PDF act-sea2016-no5.pdf , legal advisor, asset appraiser or any other person whose duties are related to inside information, including employees, workers or colleagues of the
SEC may grant a waiver of compliance to a company established by and subject to a foreign law whereby measures for investor protection are prescribed in a similar manner to the measures prescribed in
/ACTANDROYALENACTMENT/ACT/ACT-SEA1992-AMENDED.PDF act-sea2016-no5.pdf , legal advisor, asset appraiser or any other person whose duties are related to inside information, including employees, workers or colleagues of the
นิกส์เป็นหลักประกันและกำ https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/LawReform/RIA-SEA.pdf act-sea2016-no5.pdf , legal advisor, asset appraiser or any other person whose duties are related
with power of management, officer, employee, advisor or any other positions of securities business, the Securities Exchange, over-the-counter center, organization related to securities business
, advisor or any other positions of securities business, the Securities Exchange, over-the-counter center, organization related to securities business, derivatives business, derivatives trading center
financial advisor as reasonable price for transfer of assets that has taken into account credit enhancement for securitization, providing that such financial advisor shall not be the financial advisor of the