Derivatives Dealer Licensed Derivatives Dealer Securities Investment Advisor Securities Company and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company
. (Available in Thai only). (2) Financial Advisor A Financial Advisor is a professional approved by the Securities and Exchange Commission to render financial advisory services, give opinions, prepare
. (Available in Thai only). (2) Financial Advisor A Financial Advisor is a professional approved by the Securities and Exchange Commission to render financial advisory services, give opinions, prepare
Professionals Regulations SHARE : Detail Content Market Professionals Financial advisor Appraisers I CO portal Fundraising Market Professionals Financial Advisor Appraiser ICO Portal Financial Reporting
) Group 2: Constituting an unfair advantage over investor by exploiting the inside information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses
) Group 2: Constituting an unfair advantage over investor by exploiting the inside information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses
with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares
: Thai Wacoal Public Company Limited Independent Director, Audit Committee Member, and Corporate Governance Committee Member : Zen Corporation Group Company Limited Advisor : Thai Institute of Directors
es Investor Alert Enforcement Fundraising Securities Issuing Companies Takeover Professionals Intermediaries List of Securities Businesses / Derivatives Businesses Asset
ใหญ่ (“non-retail investor") ตามประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ว่าด้วยการกำหนดบทนิยามผู้ลงทุนสถาบัน ผู้ลงทุนรายใหญ่พิเศษ และผู้ลงทุนรายใหญ่ และ (2) ผู้ลงทุนที่ไม่ใช่ผู้ลงทุนตาม (1