Bangkok, June 4, 2009 ? The latest quarterly meeting with the Association of Investment Management Companies (AIMC) discussed the development and supervision of fund management business as summarized
. Such rules will place importance on risk management and internal control system, compliance system, prevention of conflict of interest, and qualified staff. In terms of investor engagement, know your
Management Discussion and Analysis 1 Ref: AC.017/2020 18 May 2020 Subject: Management discussion and analysis of financial position and operating results To: President and Manager The Stock Exchange
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
Online Fund Approval and Management System (OFAM) ระบบอนุมัติจัดตั้งและจัดการกองทุน Online Fund Approval and Management System (OFAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below
Bangkok, October 30, 2006 ? The SEC has disseminated a circular to all asset management companies today to update penalty procedures for unintentional or immaterial errors committed against customers
(issuer/counterparty) or currency risks; 7. Risk management of FRF: Money market funds and fixed-income funds with frequent redemption policy (frequent redemption fund ?FRF) must have stricter risk
Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their competitiveness with more distribution channels, new types of mutual funds and join business development in the