Institutional Investors should: Principle 1:  Adopt a Clear Written Investment Governance Policy. Principle 2:  Properly Prevent and Manage Conflicts of Interest and Prioritise Advancing the Best Interest of

Institutional Investors should: Principle 1:  Adopt a Clear Written Investment Governance Policy. Principle 2:  Properly Prevent and Manage Conflicts of Interest and Prioritise Advancing the Best Interest of

Board's Notification No. Tor Lor Thor 8/2557 Re Rules on Personnel in the Capital Market Business.  Qualifications of each type of fund manager and market analyst can be found below;  ​ Types of Fund

commitment to improve   our supervisory standards to be widely recognized in an international arena.   More details on IOSCO MMoU can be found at :  https://www.iosco.org/about/?subsection=mmou     • IOSCO

ให้เป็นหนึ่งในผลงานสำคัญ (key deliverables) ของภาคการเงิน ในวาระการเป็นประธานอาเซียนของไทย ภายใต้แนวคิด “Advancing Partnership for Sustainability" โดยได้รับการรับรองจากที่ประชุมรัฐมนตรีว่าการกระทรวงการ

found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain

company shall (1) calculate and correct the investment unit values retroactively from the day that the incorrectness was found; and (2) prepare a report on the corrections of the past investment unit values

Committee or the SEC later found out that company's executive did not commit dishonest act as accused, will there be any action taken against the auditor, as it may ruin the reputation of the alleged

Committee or the SEC later found out that company's executive did not commit dishonest act as accused, will there be any action taken against the auditor, as it may ruin the reputation of the alleged

day that the incorrectness was found; and (2) prepare a report on the corrections of the past investment unit values to submit to the mutual fund supervisor and take any actions to inform the investors