Board requires more votes than the majority votes. 3. Supervision of the Securities Exchange 5/10 • Enhancing supervision of the SEC on the securities exchange (the Stock Exchange of Thailand: “the SET
Securities Exchange shall undertake at least the following matters: (1) sufficient financial resources and systems for the performance of its operation and for the assumption of any risks associated with the
(ตราครุฑ) ๕ (ตราครุฑ) ประกาศกระทรวงการคลัง เรื่อง การกำหนดเงื่อนไขให้บริษัทหลักทรัพย์ต้องขอรับ ความเห็นชอบบุคคลที่เป็นผู้ถือหุ้นรายใหญ่ (ฉบับที่ ๓) _____________________ ตามที่ประกาศกระทรวงการคลัง
ต้องขอรับ ความเห็นชอบบุคคลที่เป็นผู้ถือหุ้นรายใหญ่ ลงวันที่ 23 กุมภาพันธ์ พ.ศ. ๒๕43 ก าหนดให้ผู้ได้รับ ใบอนุญาตประกอบธุรกิจหลักทรัพย์ต้องยื่นค าขอรับความเห็นชอบบุคคลที่เป็นผู้ถือหุ้นรายใหญ่นั้น เพ่ือให้
derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading
derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading
, which are capable of protecting the computer system and computer data as well as the management of risks associated with crime or other causes; (4) appropriate accounting systems for the business and
the computer system and computer data as well as the management of risks associated with crime or other causes; (4) appropriate accounting systems for the business and auditing by the auditor approved
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...