approval of offer for sale of units of the trust within five years before submitting the application Obtaining approval from the SEC, thereby in readiness of work systems and personnel capacity to
securities for dissemination to dealers and providing a system for matching orders placed between dealers or any systems to facilitate trading of securities between dealers. Clause 4 This Notification
work systems/others Intermediaries Wealth Advice for All A Settlor of an Infrastructure Trust Trustee SHARE : For More Information ContactUs Portfolio Advice and Provident Fund Supervision Department
obligations and responsibilities in clearing & settlement systems 100 million baht* Maintaining clients' assets in custody 25 million baht** Providing management services of Mutual Fund (MF), Private Fund (PF
work systems/others Intermediaries Wealth Advice for All A Settlor of an Infrastructure Trust Trustee SHARE : For More Information ContactUs Portfolio Advice and Provident Fund Supervision Department
an asset management company or a non-asset management company: obtaining approval by the SEC, and being in readiness of work systems and staffs; in case of a non-asset management company, additional
an asset management company or a non-asset management company: obtaining approval by the SEC, and being in readiness of work systems and staffs; in case of a non-asset management company, additional
together with supporting documents as per checklists to the SEC. In considering the application, the SEC has two approval systems as follows; (1) Fast Track: auditors who a) are under supervision by an audit
approved from the SEC shall file the application form together with supporting documents as per checklists to the SEC. In considering the application, the SEC has two approval systems as follows; (1) Fast