: Detail Content -Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking Securities Business License in the Category of Investment Advisory Service B.E. 2545 By virtue of
dealing 3. Investment advisory service 3. Derivatives advisory service 4. Securities underwriting 4. Derivatives fund management 5. Mutual fund management 6. Private fund management
a report on investment in the investment units for the unitholders who redeem the units according to the rules and procedures set out by the AIMC. (4) In the case of transferring units among the RMFs
a report on investment in the investment units for the unitholders who redeem the units according to the rules and procedures set out by the AIMC. (4) In the case of transferring units among the RMFs
disposing of, distributing or transferring securities or assets of the funds; and the impacts of the events are beyond the control of the mutual fund management company. The postponement can be made for no
disposing of, distributing or transferring securities or assets of the funds; and the impacts of the events are beyond the control of the mutual fund management company. The postponement can be made for no
other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment related to or because of one's own securities trading; or 7. Transferring or
other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment related to or because of one's own securities trading; or 7. Transferring or
securities borrowing and lending business under Clause 1 means providing service, in normal course of business, to general public with a view to effectuating securities borrowing and lending, regardless of
of financial planning to really and to put into practice . In parallel, we support service providers of financial planning accessible by the general public. Furthermore, we encourage uses of FinTech