Advanced Info Service Public Company Limited Advanced Info Service Public Company Limited ("ADVANC") had duties to prepare and submit a report of key financial ratio for the year 2021
Mr. Somchai Lertsutiwong Mr. Somchai Lertsutiwong, a Chief Executive Officer for the operation of Advanced Info Service Public Company Limited ("ADVANC"), shall be liable for ADVANC's
Market Supervisory Board by managing an advertisement of foreign mutual fund in the inappropriate manner of content, proportion of content and form of presentation in order that a client would be able to
Ronghui International Service Co., Ltd. Ronghui International Service Co., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC
Ronghui International Service Co., Ltd. Ronghui International Service Co., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC
Continuity system in order to be able to provide services to a client and offer for sale of investment units. SEC Act S.113 Settlement Committee Meeting No. 5/2021 Settlement Committee Order No. 40/2021
of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3
NATTEE & K SERVICE COMPANY LIMITED Nattee & K Service Company Limited had a duty to prepare and submit the result of the crowdfunding debentures sales report to the SEC office within 28 May
to misappropriate 80.1 million Baht from Rayong Wire Industries, an Eastern Wire subsidiary, through a contract for advanced procurement of raw materials with Union Gas and Chemicals Co., Ltd. in 2004
Shin-A Service Company Limited Shin-A Service Company Limited failed to prepare and submit the result of the crowdfunding debentures sale report to the SEC office within the period specified in the