units over One-Third Limit ​ 1. Limitations on unitholding over one-third of the total outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases:​ 1.1

units over One-Third Limit ​ 1. Limitations on unitholding over one-third of the total outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases:​ 1.1

Fund >   Cross-border Offering of Funds Regulations SHARE : Detail Content ​ ​​​​Cross-border offering of funds   ASEAN Collective Investment Schemes (CIS) Asia Region Funds Passport (ARFP) Foreign

and advertisement  Investments  Due diligence on real estate to be invested  Leverage limit  Guarantee of income  Facilitation of benefits  Trust certificate holder meetings  Other rules    Status and

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exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in the scheme. ​​(3) The mutual fund management company must provide an evidentiary document of the rights

exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in the scheme. ​​(3) The mutual fund management company must provide an evidentiary document of the rights

    ​ ​ Derivatives Business ​1. Securities brokerage          ​1. Derivatives brokerage ​2. Securities dealing     ​2. Derivatives dealing ​3. Investment advisory service    ​3. Derivatives advisory service ​4

กับการทำงานคุกกี้ชนิดนี้ สามารถดูได้ที่ หน้าเว็บ "คุกกี้"​ บันทึกและปิด​ × Home >   กฎหมาย / กฎเกณฑ์ >   สรุปกฎเกณฑ์ >   Cross-border Offering of Funds กฎเกณฑ์ SHARE : Detail

in the Category of Investment Advi​sory Service B.E. 2545    By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act containing