company or public limited company for operating securities business in the category of investment advisory service as approved, and the newly established limited company or public limited company shall file
plan to urge the Thai public to realize the importance of financial planning to really and to put into practice . In parallel, we support service providers of financial planning accessible by the
plan to urge the Thai public to realize the importance of financial planning to really and to put into practice . In parallel, we support service providers of financial planning accessible by the
SET's operations and will be a director, ex officio. The SEC supervises SET which covers the following three areas: The conduct of other businesses must be approved by the SEC Board. Issuance of rules
SET's operations and will be a director, ex officio. The SEC supervises SET which covers the following three areas: The conduct of other businesses must be approved by the SEC Board. Issuance of rules
the public. A listed company must use proceeds from the approved offering of shares in accordance with the objectives of the capital increase indicated in the notice calling shareholders' meeting. A
Derivatives Business 1. Securities brokerage 1. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4
requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
Digital Asset Businesses The Notification of the Securities and Exchange Commission No. GorThor. 11/2561 Re: Prescription of Specific Characteristics of Service Providers which Are not Considered Digital
Digital Asset Businesses The Notification of the Securities and Exchange Commission No. GorThor. 11/2561 Re: Prescription of Specific Characteristics of Service Providers which Are not Considered Digital