Advanced Info Service Public Company Limited Advanced Info Service Public Company Limited ("ADVANC") had duties to prepare and submit a report of key financial ratio for the year 2021
Mr. Somchai Lertsutiwong Mr. Somchai Lertsutiwong, a Chief Executive Officer for the operation of Advanced Info Service Public Company Limited ("ADVANC"), shall be liable for ADVANC's
sufficient personnel to be able to operate the investment advisory service business efficiently. This case is in the process of inquiry by the inquiry official. SEC Act S.115 Criminal Complaint Filed with
Market Supervisory Board by managing an advertisement of foreign mutual fund in the inappropriate manner of content, proportion of content and form of presentation in order that a client would be able to
to be able to operate the investment advisory service business efficiently that violate section 115 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick shall be liable for the
Ronghui International Service Co., Ltd. Ronghui International Service Co., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC
including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. This case is in the process of inquiry by the inquiry official. SEC Act S.113 Criminal
NATTEE & K SERVICE COMPANY LIMITED Nattee & K Service Company Limited had a duty to prepare and submit the result of the crowdfunding debentures sales report to the SEC office within 28 May
to misappropriate 80.1 million Baht from Rayong Wire Industries, an Eastern Wire subsidiary, through a contract for advanced procurement of raw materials with Union Gas and Chemicals Co., Ltd. in 2004