public limited company to undertake securities business in the category of investment advisory service under this Ministerial Regulation. Clause 2 Applicant for securities business license in the category
reviewed and audited by an sec-approved auditor in compliance with accounting standards of a public company limited (in case of financial statements ending on or after 31 December 2013, three most recent
ESOP apply to the following business and securities: Business: Public company limited incorporated under Thai laws and having duty under section 56 (there are minority shareholders) Listed companies
Baht by foreign companies Regulations SHARE : Detail Content Debt Securities Debt Securities Denominated in Thai Baht by Foreign Companies Private Placements to Limited Number of Investors
financial statements in compliance with the International Accounting Standards Board (IASB) or the American Institution of Certified Public Accountants (AICPA) or the Financial Accounting Standards Board
financial statements in compliance with the International Accounting Standards Board (IASB) or the American Institution of Certified Public Accountants (AICPA) or the Financial Accounting Standards Board
Securities Companies Net Capital Rule (NCR) Outsourcing Activities Note: * General functions include; for example; risk management, inspection and internal control, compliance, etc. **Central
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
derivatives. Any persons who wish to become a derivatives exchange must be a public company limited, have been granted a license from the SEC Board, and at least two-fifths of the total number of directors must