securities borrowing and lending business under Clause 1 means providing service, in normal course of business, to general public with a view to effectuating securities borrowing and lending, regardless of
broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
government official or as a consultant of a government agency which is a majority shareholder or has controlling interest for less than 2 years. Not being a person who is relate by blood or legal relations
Derivatives Business 1. Securities brokerage 1. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4
in the Category of Investment Advisory Service B.E. 2545 By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act containing
government agencies and securitization bonds) Debt securities issuance guideline for PP-10 (for structured notes, BASEL III-compliant instruments, bonds of government agencies and securitization bonds) Debt
specific law as specified by the SEC and published in the Government Gazette; or (6) newly established limited company or public limited company to undertake securities business in the category of private
the real estate ready to produce income shall be > 75% of the total asset value of the trust. The excess of the capital shall be invested in other types of assets* such as government bonds, treasury
> Regulations > Fundraising > Debt Instrument > Offering of debt securities by Thai government agencies Regulations SHARE : Detail Content Debt Securities Offering of Debt Securities by Thai Government
to HNW or PO. Related Manuals/ Guidelines Summary of debt securities issuance guidelines (for structured notes, BASEL III-compliant instruments, bonds of government agencies and securitization bonds