fund management company shall provide an option for unitholders of a closed-end mutual fund to exit from the closed-end mutual fund, (if unitholders opt to exit) the mutual fund shall comply with the
fund management company shall provide an option for unitholders of a closed-end mutual fund to exit from the closed-end mutual fund, (if unitholders opt to exit) the mutual fund shall comply with the
Derivatives Business 1. Securities brokerage 1. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4
itself or assigns other persons to manage this portion of other assets. Due diligence on real estate to be invested Physical issues including location, usage conditions, entrance and exit, useful
in the Category of Investment Advisory Service B.E. 2545 By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act containing
their intentions, the mutual fund management company shall provide them with an option to exit from the mutual fund before the completion of the amalgamation/merger with a sufficient period and with fair
their intentions, the mutual fund management company shall provide them with an option to exit from the mutual fund before the completion of the amalgamation/merger with a sufficient period and with fair
ผู้ถือหลักทรัพย์รายใดไม่ประสงค์จะถือหลักทรัพย์ของกิจการต่อไป ผู้ถือหุ้นใหญ่รายใหม่ก็จะต้องมีช่องทางในการเสนอซื้อหลักทรัพย์นั้นอย่างเป็นธรรม (fair exit and fair treatment) หลักสำคัญอีกประการหนึ่ง คือ การ
Business in the Category of Investment Advisory Service B.E. 2545 (Repealed) Concerning Approval on Undertaking of Securities Business in the Category of Inter - dealer Brokerage B.E. 2545 (Repealed
Notification of the Securities and Exchange Commission No. GorJor. 16/2561 Re : Criteria, Provisions, Procedure for Approval of an ICO Portal Service Provider dated July 3, 2018 ( Effective as of July 16, 2018