– in case of a listed company Criteria for approval: can be divided into four cases, depending on the nature of share price indication based on the resolution of the shareholders' meeting. 1 st case
Derivatives Business 1. Securities brokerage 1. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4
in the Category of Investment Advisory Service B.E. 2545 By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act containing
: offering price CD : offering price of CD divided by convertible rate Warrant : offering price + exercise price Shares with
Business in the Category of Investment Advisory Service B.E. 2545 (Repealed) Concerning Approval on Undertaking of Securities Business in the Category of Inter - dealer Brokerage B.E. 2545 (Repealed
Notification of the Securities and Exchange Commission No. GorJor. 16/2561 Re : Criteria, Provisions, Procedure for Approval of an ICO Portal Service Provider dated July 3, 2018 ( Effective as of July 16, 2018
Criminal action is a type of law enforcement against any person who acts or omits to act in violation of the laws administered by the SEC. Criminal actions are divided into two groups, namely: (a) criminal
the date of receiving the license or pay not more than five annual installments divided equally. In case of installments, the first installment shall be paid on the date of obtaining the license and the
redeemed over two-thirds of the outstanding units in five consecutive business days Addition of all redeemed units in the previous five days is divided by the number of outstanding units at the starting
redeemed over two-thirds of the outstanding units in five consecutive business days Addition of all redeemed units in the previous five days is divided by the number of outstanding units at the starting