Section 115 Securities and Exchange Act B.E. 2535 Section 115. In operating the business of investment advisory service, a securities company shall comply with the rules, conditions and procedures as
* บมจ.ยีเอสเอส เทคโนโลยี่ GSS 25/5/43 26/5/43- 28/7/43 บ.เอซีที แมนูแฟคเจอริ่งอิงค์ บล.แอสเซท พลัส จก. หุ้น 21,124,400 warrants 840,500 100 หุ้น 20,931,195 warrants 815,500 หุ้น 99.02 warrants 100 หุ้น 99.02
the Office of the Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas
Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider By
specified in the notification of the SEC. In this regard, the SEC may also specify fees or service charges which the securities company may charge its customers for the performing underwriting service.
and collect fees or service charges in accordance with the rules, conditions and procedures as specified by the board of directors of the Securities Exchange. In operating the business of securities
each customer separately from the account of its own, in accordance with the rules specified in the notification of the SEC. In cases where the derivatives business operator has advanced its own asset to
/7/42 27/7/42 – 1/9/42 บ.แคปริคอร์น โฮลดิ้งส์ จำกัด บล. เอบีเอ็น แอมโร เอเชีย จำกัด (มหาชน) 1,503,184 50.11 1,416,479 47.22 97.11 100 141,647,900 15* บมจ. เอ็มอีซี ฟาร์อีสต์ อินเตอร์เนชั่นแนล MEC 29/7
encryption of information transmitted through computer network system, the prevention of distributed denial of service (DDoS) attack, the intrusion from malware, the protection against threats advanced
of an intermediary ’s service and shall include fund , unitholder or member of the provident fund; “ fund ” means a mutual fund, private fund and provident fund; “ central utility function ” means a