Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
Exemption from Submitting the Registration Statement In case of Non-public Offering Securities Issued by Foreign Company
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
Guideline on Consideration of Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business in Category of Investment Advisory Service
Draft Prospectus and Reporting of the Sale of Non-Voting Depository Receipt by the Subsidiary Company of the Stock Exchange of Thailand (No. 2)
Determination of Securities Issuer Deemed as a Company
Repeal of Notification of the Securities and Exchange Commission concerning Maintaining Capital of Securities Company in the Category of Securities Finance Business
Guidelines on the Consideration of Definition “Company” under Section 89/1
Determination of Other Securities Which Are Not Subject to Provisions concerning Public Offering of Securities