public limited company to undertake securities business in the category of investment advisory service under this Ministerial Regulation. Clause 2 Applicant for securities business license in the category
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
Stock exchange / Derivatives exchange The Stock Exchange of Thailand Thailand Futures Exchange Public Company Limited Clearing house Thailand Clearing House Co., Ltd. Securities depository center Thailand
Stock exchange / Derivatives exchange The Stock Exchange of Thailand Thailand Futures Exchange Public Company Limited Clearing house Thailand Clearing House Co., Ltd. Securities depository center Thailand
reviewed and audited by an sec-approved auditor in compliance with accounting standards of a public company limited (in case of financial statements ending on or after 31 December 2013, three most recent
Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the category of venture capital management; (2) have objectives limited to
Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the category of venture capital management; (2) have objectives limited to
providing services. Clause 2 Person intending to undertake securities business in the category of inter - dealer brokerage shall file an application for approval of establishment of limited company or public
providing services. Clause 2 Person intending to undertake securities business in the category of inter - dealer brokerage shall file an application for approval of establishment of limited company or public
auditor. 3.1.1 Preparation and submission of financial statements for a public limited company applying for an initial public offering (“IPO") The financial statements and the