on prevention of conflicts of interest (“COI”) in managing a mutual fund as well as to monitor and oversee acts that may cause COI, unfair characteristic or cause unitholders to lose the interest that
derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other service providers relating to derivatives as specified in the notification of the SEC
. "securities business" means any of the following securities businesses: (1) securities brokerage; (2) securities dealing; (3) investment advisory service; (4) securities underwriting; (5) mutual fund management
service; (4) securities underwriting; (5) mutual fund management; (6) private fund management; (7) other businesses relating to securities as specified by the Minister upon recommendation of the SEC
dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider” means a provider of an electronic https://www.sec.or.th/EN/Documents/ActandRoyalEnactment
Section 89/20, and monitor safekeeping of such documents or evidence for its accuracy and completion as well as availability for inspection for the period not less than five years from the date of producing
, excluding the dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider” means a provider of an electronic https://www.sec.or.th/EN/Documents
(Newest) Date (Oldest) HouseStyle business outside the digital asset exchange, excluding the dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider