Mr.Parin Pruksawan During December 17, 2013 – January 9, 2014 Mr. Parin Pruksawan, a trader of DBS Vickers Securities (Thailand) Co.,Ltd, performed his duty dishonestly by using information to

WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the

WSD International (Thailand) Co., Ltd. WSD International (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses

AJ Advance Technology Public Company Limited AJ Advance Technology Public Company Limited (?AJA?), a securities issuer, had duty to prepare and submit the financial statement for the year 2019 within

AJ Advance Technology Public Company Limited AJ Advance Technology Public Company Limited (?AJA?), a securities issuer, had duty to prepare and submit the management discussion & analysis (MD&

Advance Power Conversion Company Limited Advance Power Conversion Company Limited (“APCON”) had duties to prepare and submit a financial statement for the year 2021 through the transmission system

Advance Power Conversion Company Limited Advance Power Conversion Company Limited (“APCON”) had duties to prepare and submit a key financial ratio report for the year 2021 through the transmission

1000X as a digital asset dealer on its platform. Additionally, Mr. Worawat promoted 1000X's services in Thai language through his social media. As a result, Mr. Worawat and 1000X jointly operated the

Asia Wealth Securities Public Company Limited Between June 4, 2020 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, engaged in an act which may cause damage or

Mr. Monai Mettkaruchit Mr. Monai Mettkaruchit offer for selling the shares of Advance web service public company limited to the public without filing the registration statement and the draft