comply with the rules, standards or work ethics specified for the regulated person. The SEC or other regulators may impose the following orders: rectification of non-compliance operation, restriction of
Content Intermediaries Rela te d Rules and Regulations The Notification of the Capital Market Supervisory Board No. TorThor. 60/2561 Re: Rules, Conditions, and Procedure for Outsourcing
management of the mutual fund may have an impact upon the credibility of the Thai capital market. (4) The management of the mutual fund may cause damage or unfair treatment to the investors. (5) The operation
rights for the best interests of the mutual fund; 2. Exercise voting rights at shareholders' meetings in matter that may have significant impacts on the mutual fund's benefits; 3. Establish an operation
management of the mutual fund may have an impact upon the credibility of the Thai capital market. (4) The management of the mutual fund may cause damage or unfair treatment to the investors. (5) The operation
rights for the best interests of the mutual fund; 2. Exercise voting rights at shareholders' meetings in matter that may have significant impacts on the mutual fund's benefits; 3. Establish an operation
date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of such person or any other law relating to financial business, both
date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of such person or any other law relating to financial business, both
fund supervisor, the operation may be reject or suspense but not longer than one business day: (2.1) The assets or securities of the open-end fund cannot be reasonably disposed of, distributed or
fund supervisor, the operation may be reject or suspense but not longer than one business day: (2.1) The assets or securities of the open-end fund cannot be reasonably disposed of, distributed or