of private fund management is a legal entity under Clause 2(1) to (5), but not a branch of foreign commercial bank or a foreign life insurance company licensed under law on commercial banking or law on
of private fund management is a legal entity under Clause 2(1) to (5), but not a branch of foreign commercial bank or a foreign life insurance company licensed under law on commercial banking or law on
disguise or making up non-existing facts. 6. Being licensed or registered as the derivative dealers pursuant to the Derivatives Act, B.E. 2546. 7. Having exposures to the underlying or derivative position
other words, persons licensed, approved, or registered in accordance with the laws administered by the SEC. For example, securities business operator, derivatives business operator, financial advisor
be persons who can perform duties to look after the benefits of members, investors and stakeholders. In addition, licensed derivatives exchanges must comply with the regulations of the SEC, such as
be persons who can perform duties to look after the benefits of members, investors and stakeholders. In addition, licensed derivatives exchanges must comply with the regulations of the SEC, such as
Business License Applicant and Licensee The Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re : Determination of Paid-Up Registered Capital of Licensed Operators to Undertake
Ministerial Regulation and has paid the license fee for the year of such effective date shall be allowed to continue undertaking securities business as licensed and shall not be required to pay annual license
Ministerial Regulation and has paid the license fee for the year of such effective date shall be allowed to continue undertaking securities business as licensed and shall not be required to pay annual license
Shareholders' Meeting Be delivered 14 days in advance of the meeting Contains sufficient information, at least on the following matter: The objectives The necessity for offering to sell at a discount The