time, the securities company may assign an officer of the head office or the manager of other full-service branch offices to temporary acting as a manager. Clause 6. In case where the securities company
paragraph, the securities company shall arrange to have a new manager within one month unless obtain a waiver from the Office. In the mean time, the securities company may assign an officer of the head office
mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary acting as a manager. Clause 6. In case where the derivatives
within one month unless obtain a waiver from the Office. In the mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary
Trust for Transactions in Capital Market Act B.E. 2550 (2007). Clause 15/1 7 A trustee shall assign REIT’s management to a REIT manager who has obtained an approval from the SEC Office, unless in case of
the cessation of registration at the headquarter of the asset trustee in order to acknowledge the sukuk holder 40 days in advance before the first closing day of the registration. Clause 21 Unless
distributor which is effective on 30 June 2019. During the period, the Company was unable to make any sales through traditional trade channel or assign a new distributor while the contract was still applicable
terminated the contract with the distributor which is effective on 3 0 June 2 0 1 9 . During the period, the Company was unable to make any sales through traditional trade channel or assign a new distributor
assign a new distributor while the contract was still applicable. After the termination, the Company stipulated a new policy to engage in distributing products for the channel itself starting July 2019
. Leadership Responsibilities for Quality within the Firm rd 10 In some cases, the f i rms assign audi t engagements and other matters to some of the partners or some divisions in the substantial amount. Assign