Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of
* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business
the manager.The misconduct of the three persons above was a failure to perform duties with responsibility and professional due care for the best interest of investors pursuant to the Notification of the
regional capital markets,? Vorapol said. The cross-border offering of ASEAN CIS in ASEAN countries is developed under the ?Implementation Plan to promote the Development of an Integrated Capital
entitled to subscribe for the shares at least 14 days before the subscription date, and the offering for sale of the existing shares shall not be advertised to the public. In addition, SEC has proposed an
complete information before making an investment decision.The revision includes (1) simplifying the language to be less technical in terms of legal and industry jargons, (2) enlarging the font for easier
Bangkok, October 13, 2014 ? The SEC allows allotment of newly issued shares in an IPO to related persons of issuing companies up to 25 per cent of total number of shares offered. For offering of
is an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers in 2009. The Framework aims to facilitate cross-border offerings of Equity Securities and Plain Debt
year 2021 that were falsified and disclosed investments in LEONI Kabel GmbH and LEONIsche Holding Inc, which were not completed due to a failure to meet preconditions. This case is in the process of
the year 2021 and disclosure of investments in LEONI Kabel GmbH and LEONIsche Holding Inc, even though the investments in these entities were not fully completed due to failure to meet preconditions