the SEC inspection is entitled to protection under the Securities and Exchange Act B.E. 2535 (1992). The law prohibits any employing securities firm or issuer from treating its employees unfairly by
Issuer: requirements of financial and non-financial information for initial public offering and ongoing disclosures. o Securities Business: regulations and standards in granting license, supervision, and
issuer เปน บริษัทที่จดทะเบียนในตลาดหลักทรัพยฯ (“บจ.”) ควรกำหนดใหสามารถใชกลไก check & balance และมาตรการปองกัน และจัดการ conflict of interest : COI ท่ีมีอยูแลว มาปรับใชตามหลักเกณฑน้ีได โดยเพ่ิมการ
Company Limited Director, Puey Ungphakorn Institute for Economic Research, Bank of Thailand Member of the Monetary Policy Committee, Bank of Thailand Independent Director, Chairman of the Risk Management
Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
Managing Director, Krungthai Law Company Limited Deputy Managing Director, Krungthai Law Company Limited Director of Regulation Development Department, the Office of the Securities and Exchange Commission
securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of https://www.sec.or.th/EN
services problem Foreign currency/foreign currency transaction Financial Consumer Protection Center (FCC) The Bank of Thailand Telephone: 1213 Website: www.1213.or.th ● Trading signs of listed company
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