(ระบุชื่อบริษัท Outsource) ( 1) บริษัทในเครือที่เป็นบริษัทจดทะเบียนในตลาดหลักทรัพย์ฯ ( listed company )* ( 2) บริษัทที่ได้รับใบอนุญาตประกอบธุรกิจหรือขึ้นทะเบียนกับ ก.ล.ต. (ตัวกลาง) ( 3) บริษัททั่วไป (non
. The applicant under Paragraph 1 shall have the following characteristics: (1) being a limited company, public company limited, commercial bank, securities trading center, or juristic person established
Issuer)............................................................... ในฐานะเจ้าหน้าที่บริษัทผู้ออกเสนอขายหลักทรัพย์ให้มีสิทธิใช้งานระบบ IPOS – ระบบออกและเสนอขายหลักทรัพย์ ของบริษัทดังนี้ (เลือกได้เพียง 1
the latest credit rating of such debenture or bill, or the issuer rating or the guarantor rating, as the case may be. 9.4 Dividend distribution policy Specify the dividend policy of the Company for the
definitions in notifications relating to issuance and offer for sale of securities; 2. a director and an employee of a securities issuer or its subsidiary company as approved by the board of directors or
public; (3) “ issuer ” shall include the promoters of a public limited company; (4) “ conglomerate company ” means a parent company and a subsidiary company ; (5) “ underwriter ” means a securities company
of deposit issued by such bank with time to maturity not exceeding one year in accordance with the following rules and conditions: (a) deposit taker or issuer of certificate of deposit has been
., the company shall disclose the following details: a) category of investments in the trouble business; b) cost price and fair value of such investments; c) value adjust allowance or of inferior allowance
securities company licensed to undertake the securities business in the category of securities brokerage or securities dealing or securities underwriting; (2) a person licensed to undertake the derivatives
concerning Rules on Offering for Sale of Units of Foreign Collective Investment Schemes ; “ intermediary ” means: (1) a securities company licensed to undertake the securities business in the category of