for normal business; (2) Under one of the following circumstances, and approved by the mutual fund supervisor, the operation may be reject or suspense but not longer than one business day: (2.1) The
requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
> Management of Mutual Fund > Prescription of additional rules Regulations SHARE : Detail Content Management of Mutual Fund 5. Prescription of additional rules The SEC is empowered to prescribe additional
153 results Sort by: Relevance Date (Newest) Date (Oldest) English (United States) NAV Additional rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for
> Management of Mutual Fund > Additional rules for country funds Regulations SHARE : Detail Content Management of Mutual Fund 24. Additional rules for country funds Following provisions shall not apply to
. Mutual fund performance measurement 4 . Preparation of financial reports of mutual fund 5. Prescription of additional rules 6. Calculation and announcement of net asset values (NAV) 7. Procedures for