KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Brown Field Infrastructure Fund | Offering Date : 22/06/2015 - 26/06/2015

, violating Section 90 of the Securities and Exchange Act B.E.2535. The Criminal Court dismissed the case. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 31/07/2013

proper licenses granted, violating Section 90 of the Securities and Exchange Act B.E.2535. The Criminal Court dismissed the case. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 31

90 and subject to sanctions under Section 289. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated

289. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2015

under Section 289. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2015

paragraph 1 Criminal Complaint Filed with an Inquiry Official Dated 12/09/2019

person representatives failed and the statute of limitations ran out. SEC Act S.113 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019

failed and the statute of limitations ran out. SEC Act S.115 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019

, attempt to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.283 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019