Facebook page ชื่อ Matter of investment : Unlicensed securities and derivatives business (Disclosure Date : 08/08/2023)
Asset Businesses B.E. 2561 (2018). The SEC is in consideration for taking further actions under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of
as those of the auditors. Being well aware of this fact, the SEC has regularly communicated and emphasized this matter to the stakeholders through various kinds of activities. For example, the SEC
covering a total of over 200,000 employees. Making investments a more personal matter was another initiative that builds the discipline to save and invest, through schemes such as “A thousand baht, start a
) 6 Litigation Support: Does the firm provide litigation support services? If so, would it involve the estimation by the firm of the likely outcome of the matter that could be material to the amounts
the firm of the likely outcome of the matter that could be material to the amounts/disclosures in the financial statements? 7 Legal Services: Does the firm provide legal services akin to acting as audit
Zipmex and its former director and CEO for disseminating or certifying information potentially misleading in substance regarding digital asset prices SEC issues amendments to the regulations regarding
complaint against Zipmex and its former director and CEO for disseminating or certifying information potentially misleading in substance regarding digital asset prices SEC, CFA Institute and CFA Society
risks and opportunities need to be linked with financial impacts. 11 Financial Materiality Impact/Environmental & Social Materiality Organizations should acknowledge financially material topics that