similar period of time; (4) Placing, modifying, or cancelling a securities trading order during the pre-opening or pre-closing period of the Securities Exchange or the over-the-counter center, as the
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action or to refrain from any action, in following cases: (1) The actual objective or substance of m anaging the mutual fund constitutes an avoidance of the provisions or the rules. (2) The management of
the shareholders in matters that may significantly affect the fund's benefit; 2) Disclose to the clients the details of the practice and the actual course of action concerning the exercise of voting
. Clarifying, in conjunction with the issuers, to the SEC in the cases that the actual operating results are significantly different from the estimate. 2. Acquisition of securities for business takeover