statistical and trend analysis based on historical data. Climate change is a dynamic and uncertain phenomenon and possible mitigation responses are also complex, with many unknowns such as the development and
Foster Active ESG Dialogue ........................................................................41 South Africa: Setting the Expectation for ESG Integration
conflicts of interest and prioritise advancing the best interest of clients. Principle 3: Make informed investment decisions and engage in active ongoing monitoring of investee companies. Principle 4: Apply
interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
investment decisions and engage in active ongoing monitoring of investee companies. 4. Apply enhanced monitoring of and engagement with the investee companies if monitoring pursuant to (3) is considered
recommendations in the Principles will apply but others may be less relevant. We also acknowledge different investment strategies, for example as employed by passive or active funds, and advocate that shareholders
หลักทรัพย์ (order ID) / หมายเลขบัญชี ซ้ือขายหลักทรัพย์ (account ID) กรณีที่มีการใช้หมายเลขประจ าเครื่อง แบบพลวัต (dynamic IP address) ผู้ประกอบธุรกิจต้องสามารถระบบุัญชี ผู้ใช้งานและ IP address ในช่วงเวลา
) and Syracuse University, USA, and a Master degree and a PhD in Finance from the Wharton School, University of Pennsylvania, USA. He has played an active role in Thailand’s economic development and held
้ ขอ 1 ทรัสตอาจกอตั้งขึ้นเพือ่ประโยชนตอการดําเนินธรุกรรมในตลาดทุนดังตอไปนี้ (1) ทรัสตสําหรับการบริหารและจัดการลงทุน (Active trust) ไดแก (ก) การออกตราสารศุกูก (Islamic bond) (ข) การจดัตั้งกอง
large part consistent with the SEC’s Strategic Plan and policy since the SEC is a major driver of the Master Plan. In this past year, the SEC has been active in imposing rigorous supervision/enforcement