the SEC Office. Clause 4 2 Subject to Clause 5 and Clause 6, person eligible to obtain the SEC Office’s approval to be major shareholder of securities company shall not have the following
, 247 of the Securities and Exchange Act; The number of voting rights that the waiver will obtain after acquiring the securities and will gain in addition in the future without triggering the obligation
appoints a new guarantor by obtain special resolution of the unitholders ; (1.2) The mutual fund management company reserved the rights in the scheme to dissolve the guaranteed fund or to withdraw the
Forms 56-1 and 69-1 Handbook on the Directors and Executives Database Guideline for Disclosure of Information in Invitation Letters to Shareholders' Meeting of Listed Companies to Obtain Approval for
treatment. Requirements for a resolution to be passed by the unitholders (1) In case of amalgamation/merger of the mutual fund with the same investment policy and level of risk spectrum, must obtain
' Meeting of Listed Companies to Obtain Approval to Offer Newly Issued Shares through Private Placement (Checklist PP Shares) Report on Changes to the Securities and Derivatives Holding of Directors
doing, the association must acquire a license and register with the SEC. The SEC supervises the operation of the associations to ensure that the association oversees the members, and carries out the