management fee and securities borrowing and lending fee etc.. (Translation) -21- 1.3 Gain (loss) on Securities trading means gain or loss on securities trading. In the case where it has a securities trading

, securities underwriting fee, fund management fee, clients’ asset management fee and securities borrowing and lending fee etc.. (Translation) -21- 1.3 Gain (loss) on Securities trading means gain or loss on

Procedures for Securities Borrowing and Lending By virtue of Section 14 of the Securities and Exchange Act, B.E. 2535 (1992) and Clause 5 of the Ministerial Regulation No. 9 (B.E. 2540) issued under the

Commission No. KorDor 29/2540 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending By virtue of Section 14 of the Securities and Exchange Act, B.E. 2535 (1992) and Clause 5 of the

System of the Stock Exchange of Thailand; (7) change of securities holding resulted from execution of a securities borrowing and lending transaction with a licensed securities business operator in the

category of securities brokerage, securities dealing, securities borrowing and lending, but excluding a company licensed to undertake securities business in the category of securities financing; “short sale

for The Iconic Property Company Limited based on shareholding proportion with details as follows ; 1. Date of transaction : Start loaning on January 17, 2017. 2. Parties - Loan Provider : Karmarts

subsequently to operate securities business. This does not include financial institutions licensed to undertake securities borrowing and lending business which offer custody for clients’ assets related to

securities business. This does not include financial institutions licensed to undertake securities borrowing and lending business which offer custody for clients’ assets related to securities borrowing and

), or provides false or materially misleading information. Division 4 Specific Regulations on Securities Borrowing and Lending _________________________ Clause 18 In cases where an intermediary is a