Thailand (SET) by issuing regulations or approving those drafted by the SET Board of Governors, accepting listing and delisting and supervising securities businesses by approving rules issued by the Bank of
ode of Ethics consists of guidelines for handling conflicts of interest, for example, prohibiting staff from trading stocks or accepting assets or other benefits with value exceeding those
, the mutual fund management companies must complete the transactions within five business days from the date of accepting transfer orders from the unitholders. (5) In the case of fund dissolution, the
, the mutual fund management companies must complete the transactions within five business days from the date of accepting transfer orders from the unitholders. (5) In the case of fund dissolution, the
the fund management company reserved the rights (only for accepting purchasing orders) as provided for in the scheme. (4) For the mutual fund that invest in foreign countries : (4.1) The stock
additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing orders of the investment units. 19.3 The case of
the fund management company reserved the rights (only for accepting purchasing orders) as provided for in the scheme. (4) For the mutual fund that invest in foreign countries : (4.1) The stock
additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing orders of the investment units. 19.3 The case of